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940 Falling Waters Ln | Seneca, SC 29672 | (843) 475 – 3038

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The content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation.

Fleming Financial Group, LLC dba “The Pilot’s Advisor®” will not disclose nonpublic, personal information about clients (and former clients) except as required by law and regulation. Provided it is necessary to effect, administer, or enforce certain transactions related to a client account, we may disclose such information to our clearing firms and other nonaffiliated of securities products (such as third-party vendors of advisory services and issues of securities). We will not disclose or utilize private information for any purpose other than the purpose for which you originally disclosed the information to us. Since the Fleming Financial Group, LLC dba “The Pilot’s Advisor®” does not share personal client information other than for the purpose of servicing client accounts there is no option to limit sharing. To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files.

“The Pilot’s Advisor” and the Fleming Financial Group, LLC is a registered investment advisor with the states of AZ, CA, CO, FL, GA, IL, IN, MS, NC, OH, SC, TN, TX, VA and only transacts business in states where it is properly registered, or notice filed or excluded or exempted from registration requirements. “The Pilot’s Advisor” is an authorized representative with Howard Capital Management LLC (HCM) and the returns shown are HCM’s aggressive SDBA allocation for 401K’s.